MICHAEL STEWART, JD, CFA, CFP, CEBS, Executive Vice President, Portfolio Manager and Chief Compliance Officer
Mike joined Dana Investment Advisors in May 1996 and is currently an Executive Vice President, the Chief Compliance Officer and a Portfolio Manager in Dana’s Wealth Management group. He also contributes his legal expertise to the Firm’s compliance and regulatory efforts. Mike graduated from the University of Wisconsin-Whitewater with a BBA in General Business with an emphasis in Finance and Business Law in 1992. He earned a JD from the Valparaiso University School of Law in 1996. Mike is a Chartered Financial Analyst and is a member of the CFA Institute and the CFA Society of Milwaukee. He is a Certified Financial Planner, Chartered Financial Consultant, and holds the Certified Employee Benefit Specialist designation.
LORI HEIMAN, CEBS, Assistant Vice President, Administration and Compliance
Lori graduated from Lakeshore Technical College with a Paralegal Associate degree in 1993. She earned the Certified Employee Benefit Specialist designation from the IFEBP and the Wharton School of the University of Pennsylvania in 1999. Lori joined Dana Investment Advisors in February 2007 as an Assistant Vice President. She is responsible for various components of the Firm’s compliance procedures. She also assists with Firm administration and client service in the wealth management group. Prior to joining Dana, Lori was a Paralegal and Senior Benefit Analyst for Ministry Health Care where she worked in planning and strategy for system benefit plans and was responsible for maintaining corporate documents and tax-exempt status for system entities. Lori is a Certified Employee Benefit Specialist and is an involved member of the Milwaukee Chapter ISCEBS. She is also an active member the JCI Wisconsin Jaycees and serves on the Board of the JCI Greenfield Jaycees.
